-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QD8g5zbX8KVWbj5j46yuslbrZshIL6vZdpSWc+pc9vM80RSAWQABDxHUdFwGVu8u 9PeQ5v8W7cNYfzVJZtPE4Q== 0000950005-97-000266.txt : 19970222 0000950005-97-000266.hdr.sgml : 19970222 ACCESSION NUMBER: 0000950005-97-000266 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970214 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ARBOR SOFTWARE CORP CENTRAL INDEX KEY: 0001001113 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770277772 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-46201 FILM NUMBER: 97534086 BUSINESS ADDRESS: STREET 1: 1325 CHESAPEAKE TERRACE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4087275800 MAIL ADDRESS: STREET 1: 1325 CHESAPEAKE TERRACE CITY: SUNNYVALE STATE: CA ZIP: 94089 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HUMMER WINBLAD VENTURE PARTNERS II LP CENTRAL INDEX KEY: 0001032954 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 5900 HOLLIS STREET STE R CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: 5106528061 MAIL ADDRESS: STREET 1: 5900 HOLLIS STREET STE R CITY: EMERYVILLE STATE: CA ZIP: 94608 SC 13G/A 1 FORM SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (Rule 13d-102) INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1 and Restatement)* Arbor Software, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 000389181 - -------------------------------------------------------------------------------- (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following pages) Page 1 of 16 Pages Exhibit Index Contained on Page 15 - -------------------------------------------------------- --------------------------------------- CUSIP NO. 000389181 13 G Page 2 of 16 Pages - -------------------------------------------------------- --------------------------------------- - ----------- -------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Hummer Winblad Venture Partners, L.P. ("HWVP") Tax ID Number: - ----------- -------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ----------- -------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ----------- -------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ----------- -------------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 26,505 shares, except that Hummer BENEFICIALLY Winblad Equity Partners, L.P. OWNED BY EACH ("HWEP"), the general partner of REPORTING HWVP, and Hummer and Winblad, the PERSON general partners of HWEP, may be WITH deemed to have shared power to vote these shares. -------- ----------------------------------------------------------------------- 6 SHARED VOTING POWER See response to row 5. -------- ----------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 26,505 shares, except that HWEP, the general partner of HWVP, and Hummer and Winblad, the general partners of HWEP, may be deemed to have shared power to dispose of these shares. -------- ----------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER See response to row 7. - ----------------------------------- -------- ----------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 26,505 - ----------- -------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ----------- -------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.23% - ----------- -------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ----------- -------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
- -------------------------------------------------------- --------------------------------------- CUSIP NO. 000389181 13 G Page 3 of 16 Pages - -------------------------------------------------------- --------------------------------------- - ----------- -------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Hummer Winblad Technology Fund, L.P. ("HWTF") Tax ID Number: - ----------- -------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ----------- -------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ----------- -------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ----------------------------------- -------- ----------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 1,395 shares, except that HWEP, the BENEFICIALLY general partner of HWTF, and Hummer OWNED BY EACH and Winblad, the general partners REPORTING of HWEP, may be deemed to have PERSON shared power to vote these shares. WITH -------- ----------------------------------------------------------------------- 6 SHARED VOTING POWER See response to row 5. -------- ----------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 1,395 shares, except that HWEP, the general partner of HWF, and Hummer and Winblad, the general partners of HWEP, may be deemed to have shared power to dispose of these shares. -------- ----------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER See response to row 7. - ----------- -------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,395 - ----------- -------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ----------- -------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.01% - ----------- -------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ----------- -------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
- -------------------------------------------------------- --------------------------------------- CUSIP NO. 000389181 13 G Page 4 of 16 Pages - -------------------------------------------------------- --------------------------------------- - ----------- -------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Hummer Winblad Equity Partners, L.P. ("HWEP") Tax ID Number: - ----------- -------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ----------- -------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ----------- -------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ----------- -------------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 0 shares. BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH -------- ----------------------------------------------------------------------- 6 SHARED VOTING POWER 27,900 shares, of which 26,505 are directly owned by HWVP and 1,395 shares are directly owned by HWTF. HWEP is the general partner of HWVP and HWTF, and may be deemed to have shared power to vote these shares. -------- ----------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 0 shares. -------- ----------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 27,900 shares, of which 26,505 are directly owned by HWVP and 1,395 shares which are directly owned by HWTF. HWEP is the general partner of HWVP and HWTF, and may be deemed to have shared power to dispose of these shares. - ----------- -------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 27,900 - ----------- -------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ----------- -------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.25% - ----------- -------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ----------- -------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
- -------------------------------------------------------- --------------------------------------- CUSIP NO. 000389181 13 G Page 5 of 16 Pages - -------------------------------------------------------- --------------------------------------- - ----------- -------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Hummer Winblad Venture Partners II, L.P. ("HWVP II") Tax ID Number: - ----------- -------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ----------- -------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ----------- -------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ----------- -------------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 0 shares BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH -------- ----------------------------------------------------------------------- 6 SHARED VOTING POWER 0 shares -------- ----------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 0 shares -------- ----------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 shares - ----------- -------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 - ----------- -------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ----------- -------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.00% - ----------- -------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ----------- -------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
- -------------------------------------------------------- --------------------------------------- CUSIP NO. 000389181 13 G Page 6 of 16 Pages - -------------------------------------------------------- --------------------------------------- - ----------- -------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Hummer Winblad Equity Partners II, L.P. ("HWEP II") Tax ID Number: - ----------- -------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ----------- -------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ----------- -------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ----------- -------------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 0 shares. BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH -------- ----------------------------------------------------------------------- 6 SHARED VOTING POWER 0 shares. -------- ----------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 0 shares. -------- ----------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 shares. - ----------------------------------- -------- ----------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 - ----------- -------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ----------- -------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.00% - ----------- -------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ----------- -------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
- -------------------------------------------------------- --------------------------------------- CUSIP NO. 000389181 13 G Page 7 of 16 Pages - -------------------------------------------------------- --------------------------------------- - ----------- -------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS John R. Hummer ("Hummer") Tax ID Number: - ----------- -------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ----------- -------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ----------- -------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ----------- -------------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY 80,065 shares. OWNED BY EACH REPORTING PERSON WITH -------- ----------------------------------------------------------------------- 6 SHARED VOTING POWER 27,900 shares, of which 26,505 are directly owned by HWVP and 1,395. Hummer is a general partner of HWEP, the general partner of HWVP and HWTF, and may be deemed to have shared power to vote these shares. -------- ----------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 80,065 shares. -------- ----------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER - 2,159,531 shares, of which 27,900 shares, of which 26,505 are directly owned by HWVP and 1,395. Hummer is a general partner of HWEP, the general partner of HWVP and HWTF, and may be deemed to have shared power to dispose of these shares. - ----------------------------------- -------- ----------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 107,965 - ----------- -------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ----------- -------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.98% - ----------- -------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ----------- -------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
- -------------------------------------------------------- --------------------------------------- CUSIP NO. 000389181 13 G Page 8 of 16 Pages - -------------------------------------------------------- --------------------------------------- - ----------- -------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Ann L. Winblad ("Winblad") Tax ID Number: - ----------- -------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ----------- -------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ----------- -------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ----------- -------------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY 208,664 shares. OWNED BY EACH REPORTING PERSON WITH -------- ----------------------------------------------------------------------- 6 SHARED VOTING POWER 27,900 shares, of which 26,505 are directly owned by HWVP and 1,395. Winblad is a general partner of HWEP, the general partner of HWVP and HWTF, and may be deemed to have shared power to vote these shares. -------- ----------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 208,664shares -------- ----------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 27,900 shares, of which 26,505 are directly owned by HWVP and 1,395. Winblad is a general partner of HWEP, the general partner of HWVP and HWTF, and may be deemed to have shared power to dispose of these shares. - ----------------------------------- -------- ----------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 236,564 - ----------- -------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ----------- -------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 2.14% - ----------- -------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ----------- -------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
- -------------------------------------------------------- --------------------------------------- CUSIP NO. 000389181 13 G Page 9 of 16 Pages - -------------------------------------------------------- --------------------------------------- - ----------- -------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Mark Gorenberg ("Gorenberg") Tax ID Number: - ----------- -------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ----------- -------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ----------- -------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ----------- -------------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 3,832 shares. BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH -------- ----------------------------------------------------------------------- 6 SHARED VOTING POWER 0 shares -------- ----------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 3,832 shares. -------- ----------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 shares - ----------------------------------- -------- ----------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,832 - ----------- -------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ----------- -------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.35% - ----------- -------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ----------- -------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 10 of 16 Pages This Statement amends and restates the Schedule 13G (the "Original Statement") filed by Hummer Winblad Venture Partners, L.P., a Delaware limited partnership ("HWVP"), Hummer Winblad Technology Fund, L.P., a Delaware limited partnership ("HWTF"), Hummer Winblad Equity Partners, L.P., a Delaware limited partnership ("HWEP"), Hummer Winblad Venture Partners II, L.P., a Delaware limited partnership ("HWVP II"), Hummer Winblad Equity Partners II, L.P., a Delaware limited partnership ("HWEP II"), John R. Hummer ("Hummer"), Ann L. Winblad ("Winblad") and Mark Gorenberg ("Gorenberg") (collectively referred to as the "Reporting Persons"). ITEM 1(a). NAME OF ISSUER: Arbor Software, Inc. ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 1325 Chesapeake Terrace Sunnyvale, CA 94089 ITEM 2(a). NAME OF PERSONS FILING: This Statement is filed by Hummer Winblad Venture Partners, L.P., a Delaware limited partnership ("HWVP"), Hummer Winblad Technology Fund, L.P., a Delaware limited partnership ("HWTF"), Hummer Winblad Equity Partners, L.P., a Delaware limited partnership ("HWEP"), Hummer Winblad Venture Partners II, L.P., a Delaware limited partnership ("HWVP II"), Hummer Winblad Equity Partners II, L.P., a Delaware limited partnership ("HWEP II"), John R. Hummer ("Hummer"), Ann L. Winblad ("Winblad") and Mark Gorenberg ("Gorenberg"). The foregoing entities and individuals are collectively referred to as the "Reporting Persons." HWEP is the general partner of HWVP and HWTF, and may be deemed to have shared power to vote and shared power to dispose of shares of the issuer directly owned by HWVP and HWTF. HWEP II is the general partner of HWVP II and may be deemed to have shared power to vote and shared power to dispose of shares of the issuer directly owned by HWVP II. Hummer and Winblad are general partners of HWEP and HWEP II, and may be deemed to have shared power to vote and shared power to dispose of the shares of issuer directly owned by HWVP, HWTF and HWVP II. Gorenberg is a general partner of HWEP II and may be deemed to have shared power to vote and shared power to dispose of the shares of issuer directly owned by HWVP II. Page 11 of 16 Pages ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE, OR, IF NONE, RESIDENCE: The address of the principal business office for each of the Reporting Persons is: Hummer Winblad Venture Partners 5900 Hollis Street, Suite R Emeryville, CA 94608 ITEM 2(c) CITIZENSHIP: HWVP, HWTF, HWEP, HWVP II and HWEP II are Delaware limited partnerships and Hummer, Winblad and Gorenberg are United States citizens. ITEM 2(d). TITLE OF CLASS OF SECURITIES: Common Stock ITEM 2(e). CUSIP NUMBER: CUSIP # 000389181 ITEM 3. Not Applicable Page 12 of 16 Pages ITEM 4. OWNERSHIP: The following information with respect to the ownership of Common Stock of the issuer by the persons filing this Statement is provided as of December 31, 1996: (a) Amount beneficially owned: See Row 9 of cover page for each Reporting Person. (b) Percent of Class: See Row 11 of cover page for each Reporting Person. (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: See Row 5 of cover page for each Reporting Person. (ii) Shared power to vote or to direct the vote: See Row 6 of cover page for each Reporting Person. (iii) Sole power to dispose or to direct the disposition of: See Row 7 of cover page for each Reporting Person. (iv) Shared power to dispose or to direct the disposition of: See Row 8 of cover page for each Reporting Person. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [X] Page 13 of 16 Pages ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Not Applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not Applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP: Not Applicable. ITEM 10. CERTIFICATION: Not Applicable. Page 14 of 16 Pages SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 13, 1997 /s/ John R. Hummer --------------------------- John R. Hummer, individually, and on behalf of HWVP, in his capacity as a general partner of HWEP, the general partner of HWVP, on behalf of HWTF, in his capacity as a general partner of HWEP, the general partner of HWTF, on behalf of HWEP in his capacity as a general partner thereof, on behalf of HWVP II, in his capacity as a general partner of HWEP II, the general partner of HWVP II, and on behalf of HWEP II in his capacity as a general partner thereof. /s/ Ann L. Winblad --------------------------- Ann L. Winblad /s/ Mark Gorenberg --------------------------- Mark Gorenberg Page 15 of 16 Pages EXHIBIT INDEX Found on Sequentially Exhibit Numbered Page - ------- ------------- Exhibit A: Agreement of Joint Filing 15 Page 16 of 16 Pages EXHIBIT A Agreement of Joint Filing The undersigned hereby agree that a single Schedule 13G (or any amendment thereto) relating to the Common Stock of Arbor Software, Inc. shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an exhibit to such Schedule 13G. Date: February 13, 1996 /s/ John R. Hummer --------------------------- John R. Hummer, individually, and on behalf of HWVP, in his capacity as a general partner of HWEP, which is the general partner of HWVP, on behalf of HWTF, in his capacity as a general partner of HWEP, which is the general partner of HWTF, on behalf of HWEP in his capacity as a general partner thereof, on behalf of HWVP II, in his capacity as a general partner of HWEP II, which is the general partner of HWVP II, and on behalf of HWEP II in his capacity as a general partner thereof. /s/ Ann L. Winblad --------------------------- Ann L. Winblad, individually, and on behalf of HWVP, in her capacity as a general partner of HWEP, which is the general partner of HWVP, on behalf of HWTF, in her capacity as a general partner of HWEP, which is the general partner of HWTF, on behalf of HWEP in her capacity as a general partner thereof, on behalf of HWVP II, in her capacity as a general partner of HWEP II, which is the general partner of HWVP II, and on behalf of HWEP II in her capacity as a general partner thereof. /s/ Mark Gorenberg --------------------------- Mark Gorenberg, individually, and on behalf of HWVP II in his capacity as a general partner of HWEP II, which is the general partner of HWVP II, and on behalf of HWEP II in his capacity as a general partner thereof. -----END PRIVACY-ENHANCED MESSAGE-----